Full text of ROTHSCHILD INVESTMENT LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Rothschild Investment LLC** Financial Report December 31, 2025 Filed as PUBLIC Information Pursuant to Rule 17a-(d) Under The Securities and Exchange Act of 1934 {1}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | 01/01/2025 12/31/2025 Rothschild Investment LLC ■ 311 South Wacker Chicago IL 60606 Curtis Ellergodt 630-448-5711 cellergodt@rothschildwealth.com RSM US LLP | 30 South Wacker Dr. Suite 3300 | Chicago | IL | 60606 | |--------------------------------|---------|----|-------| | | | | | | 09/24/2003 | | 49 | | | | | | | | | | | | | | | | | {2}------------------------------------------------ | Curtis Ellergodt | | | | |------------------|-----|---------------------------|--| | | | Rothschild Investment LLC | | | 12/31 | 025 | | | | -Signed by: | |-------------------------------| | Signature: (urtis Ellergodt | | -4758F3BEC586410 | Chief Financial Officer - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # **Rothschild Investment LLC** ## **Table of Contents** | Report of Independent Registered Public Accounting Firm | 1 | |---------------------------------------------------------|-----| | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3-9 | {4}------------------------------------------------  #### **Report of Independent Registered Public Accounting Firm** To the Member and the Board of Directors of Rothschild Investment LLC #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Rothschild Investment LLC (the Company) as of December 31, 2025, and the related notes (collectively, the financial statement). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2025, in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting…Read the full text as markdown