Full text of SENTRY EQUITY SERVICES, INC.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Schedules December 31, 2022 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31,2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 008-15078 ### **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** ## Sentry Equity Services, Inc. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 1800 North Point Drive | Stevens<br>Point<br>(City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>M.<br>Paul<br>Gwidt<br>(Name)<br>(Area Code<br>B.<br>INDEPENDENT PUBLIC ACCOUNTANT whose | Wl<br>(State)<br>715-346-6000<br>-<br>Telephone Number)<br>ACCOUNTANT IDENTIFICATION<br>in<br>reports<br>are contained | (Email Address) | 54481<br>(Zip Code)<br>treasuryservice@sentry.com | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------|---------------------------------------------------|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | KPMG<br>LLP | | | | | | (Name -if<br>individual, | state last,first,and | middle name) | | | | 200<br>E<br>Randolph<br>St,<br>Suite<br>5500 | Chicago | IL | 60601 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 185 | | | | (Date of Registration with PCAOB) (if applicable) | | (PCAOB Registration Number,<br>if applicable) | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(…Read the full text as markdown