# STIFEL, NICOLAUS & COMPANY, INCORPORATED X-17A-5 (2017-03-01) — Broker-dealer annual report

- Company: STIFEL, NICOLAUS & COMPANY, INCORPORATED
- Form: X-17A-5
- Filed: 2017-03-01
- Period: 2016-12-31
- Accession: 0000094403-17-000061
- CIK: 94403
- File #: 8-01447
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: New York, NY
- Contact: Stephen Bushmann
- Phone: 3143422000
- Signed by: Stephen J. Bushmann (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/94403/000009440317000061/201612SNSOFCFINAL.pdf

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X-17A-5

 0000094403
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 STIFEL, NICOLAUS & COMPANY, INCORPORATED

 501 NORTH BROADWAY
 ST. LOUIS
 MO
 63102

 Stephen Bushmann
 3143422000

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Stephen J. Bushmann
 STIFEL, NICOLAUS & COMPANY, INCORPORATED
 12-31-2016
 /s/ Stephen J. Bushmann
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.