SWENEY CARTWRIGHT & COMPANY X-17A-5 (2019-12-17) — Broker-dealer annual report

Full text of SWENEY CARTWRIGHT & COMPANY's X-17A-5 filed 2019-12-17 (period 2019-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SWENEY CARTWRIGHT & COMPANY
• Form: X-17A-5
• Filed: 2019-12-17
• Period: 2019-09-30
• Accession: 0000095850-19-000004
• CIK: 95850
• File #: 8-03150
• Material weakness: No
• Auditor: Flynn & Co.
• Auditor location: Cincinnnati, OH
• Contact: Joel Cox
• Phone: 6142285391
• Signed by: Frank Ingwersen (President)

Document text (excerpt)

X-17A-5 0000095850 XXXXXXXX LIVE false false false 10-01-2018 09-30-2019 Broker-dealer N SWENEY CARTWRIGHT & COMPANY 17 SOUTH HIGH STREET SUITE 300 COLUMBUS OH 43215-3438 Joel Cox 6142285391 Flynn & Co. 7800 E. Kemper Road, Suite 150 Cincinnnati OH 45249 Certified Public Accountant Frank Ingwersen SWENEY CARTWRIGHT & COMPANY 09-30-2019 Frank Ingwersen President Y

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Other filings by this registrant

• X-17A-5 — 2018-12-14
• X-17A-5 — 2017-11-29
• X-17A-5 — 2016-11-29
• X-17A-5 — 2015-12-04
• X-17A-5 — 2014-11-28
• X-17A-5 — 2013-11-27
• X-17A-5 — 2012-11-28
• X-17A-5 — 2011-11-28
• X-17A-5 — 2010-12-07
• X-17A-5 — 2009-12-02
• X-17A-5 — 2008-11-20
• X-17A-5 — 2007-11-20

Original filing on SEC EDGAR (source of record)