Full text of U. S. BOSTON CAPITAL CORPORATION's X-17A-5 filed 2025-12-05 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE 0MB Number. 3235-0123 Expires: Nov. 30, 2026 Estimated average burden houl'5 per response: 12 SEC FILE NUMBER 8-15885 Information Required Punuant to Rules 17a-5, 17a•12, and lBa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **10/01 /24** MM/DD/VY AND ENDING **09/30/25** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: U.S. Boston Capital Corporation TYPE OF REGISTRANT (check all applicable boxes): {!] Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do not use a P.O. box no.) 55 Old Bedford Road {No. and Street) Lincoln MA 01773 (City) (State) (Zip Code) **PERSON** TO CONTACT WITH **REGARD** TO THIS FILING Diane Hunt 781-676-5941 dhunt@usboston.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• EisnerAmper LLP (Name-if individual, state last, first, and middle name) 160 Federal Street Boston MA 02110 (Address) (City) (State) (Zip Code) 9/29/2003 274 (Date of Re ·stration with PCA08 if a licable PCA08 Re istration Number if a licable **FOR OFFICIAL USE ONLY** • daims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a•S(el(l){ii), if applicable. Persons who are to respond to the collectlon of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Diane Hunt swear (or affirm) that, to the best of my knowledge and belief, the financial report \_pertaining to the firm of U.S. Boston Capital Corporation as of September 30 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Title: Treasurer This flllng•• contains (check all **applicable boxes):** - ii (a) Statement of financial condition. - D…Read the full text as markdown