# WEDBUSH SECURITIES INC. X-17A-5/A (2016-12-20) — Broker-dealer annual report

- Company: WEDBUSH SECURITIES INC.
- Form: X-17A-5/A
- Filed: 2016-12-20
- Period: 2016-06-30
- Accession: 0000105264-16-000027
- CIK: 105264
- File #: 8-12987
- Material weakness: Yes
- Auditor: RSM US LLP
- Auditor location: Los Angeles, CA
- Contact: Daniel E. Billings
- Phone: (213) 688-8000
- Signed by: Edward W. Wedbush (President)

Original filing: https://www.sec.gov/Archives/edgar/data/105264/000010526416000027/rsm_icocreport.pdf

---

X-17A-5/A

 0000105264
 XXXXXXXX

 LIVE

 true
 false
 false

 07-01-2015
 06-30-2016
 Broker-dealer
 Y
 The Report of Independent Registered Public Accounting Firm is being amended and dual dated. As noted in the Auditor's Report, RSM US LLP (RSM) was able to adjust their scope limitation on certain amounts within the supplementary information contained in Schedules 2, 2a and 3. As of December 19, 2016, RSM was able to perform procedures to test the completeness and accuracy of these certain amounts and opined that such supplementary information contained in Schedules 2, 2a and 3 is fairly stated.

In addition, the Compliance Examination Report is being amended and dual dated. As noted in the Auditor's Report, RSM was able to adjust their scope limitation on certain reports used in the 240.15c3-1 and 240.15c3-3(e) computations. As of December 19, 2016, RSM was able to perform procedures to test the completeness and accuracy of these certain reports and opined that the Company's statements of compliance with 240.15c3-1 and 240.15c3-3(e) are fairly stated.

 WEDBUSH SECURITIES INC.

 1000 WILSHIRE BLVD. SUITE 900
 ATTN: BUSINESS CONDUCT
 LOS ANGELES
 CA
 90017-2457

 Daniel E. Billings
 (213) 688-8000

 RSM US LLP

 515 South Flower Street, 41st Floor
 Los Angeles
 CA
 90071

 Certified Public Accountant

 Edward W. Wedbush
 WEDBUSH SECURITIES INC.
 06-30-2016
 for receivables from and payables to officers, directors and relatives in the amounts of $16,047,000 and $58,725,000, respectively.
 Edward W. Wedbush
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.