Full text of SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.'s X-17A-5 filed 2025-03-06 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2024 With Report of Independent Registered Public Accounting Firm Filed as PUBLIC information pursuant to Rule 17a-5( d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-18971 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /24** AND ENDING **12/31 /24** MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: SouthStatelDuncan Williams Securities Corp. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 6750 Poplar Ave, Suite 300 | | | | | | |----------------------------|--|--|--|--|--| |----------------------------|--|--|--|--|--| | Memphis<br>(City) | TN | | 38138 | |------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|------------------------------| | | | | | | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Stuart Hodges | (770) 850-3412 | | shodges@southstateduncan.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | (Name - if individual, state last, first, and middle name) | | | | 1901 Sixth Ave, Suite 1200 Birmingham | | AL | 35203 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 42 | | | | | | | | 'f"<br>of R,g;m,uoo with PCAOB)l;f appUcable) | | (PCAOB Regbtrafoo Numbec, If appUcable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applica…Read the full text as markdown