Full text of OMEGA SECURITIES, INC.'s X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | 8-20225 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thbreunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | | |---------------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------|---------------------------------|--|--| | | MM/0D/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAM! OF BROKER-DEALER: Omega Securities, Inc. | | OFFICIAL USE ONLY | | | | ADDRI ESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | | 300 Throckmorton Street, Suite 1450 | | | | | | | | (No. and Street) | | | | | | Fort Worth | TX | 76102 | | | | | (City) | State) | | (Zip Code) | | | | Tamer~ Bryant | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO nns REPORT | [ | 817-335-5739 | | | | | | | (Area Code - Te lephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | I<br>I<br>Mesch, PLLC | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 600 Texas Street | Fort Worth | TX | 76102 | | | | (Address) | (City) | I<br>(State) | (Zip Code) | | | | CHEGK ONE: | | | | | | | lcertified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exef11ption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control numrer.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Tamera Bryan…Read the full text as markdown