Full text of WULFF, HANSEN & CO.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-00292 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/2023 01/01/2023 AND ENDING FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Wulff Hansen & Co. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): [ Security-based swap dealer - Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Smith Ranch Road, Suite 330 (No. and Street) 94903 San Rafael CA (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING ccharles@wulffhansen.com Christopher D. Charles (415) 202-6650 (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Cropper Accountancy Corporation (Name — if individual, state last, first, and middle name) CA 94598 2700 Ygnatio Valley Rd, Suite 270 Walnut Creek (State) (Address) (City) (Zip Code) 3381 03/04/2009 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | Christopher D. Charles | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------|--------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------|-------| | | financial report pertaining to the firm of | Wulff Hansen & Co. | as of | | 12/31 | | 2 023 | | | | | nartner, officer, director, or equivalent news, as the rase may he has any proprietary interest in any account classified solent | | as that of…Read the full text as markdown