Full text of L. S. Y., INC.'s X-17A-5 filed 2026-05-29 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### ANNUAL AUDIT REPORT MARCH 31, 2026 {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-17613 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>0_4_/0_1_/_2_5 | __<br>AND ENDING | __<br>___<br>0_3_/_3_1/_2_6 | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------|-----------------------------------------|--|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: | L.S.Y., Inc. dba American Investors Company | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 12667 Alcosta Blvd, Suite 160 | | | | | | | | | (No. and Street) | | | | | | | San Ramon | California | 94583 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Elizabeth S. Collins | (415) 526-2759 | | lizcollins@financialtelesisinc.com | | | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Ernst Wintter & Associates LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 675 Ygnacio Valley Blvd, Suite A200 | Walnut Creek | | California<br>94596 | | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | | February 24, 2009 | | | 3438 | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of t…Read the full text as markdown