# UBS FINANCIAL SERVICES INC. X-17A-5 (2016-04-07) — Broker-dealer annual report

- Company: UBS FINANCIAL SERVICES INC.
- Form: X-17A-5
- Filed: 2016-04-07
- Period: 2015-12-31
- Accession: 0000200565-16-000031
- CIK: 200565
- File #: 8-16257
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: New York, NY
- Contact: Amy Fainsbert
- Phone: 201-352-4373
- Signed by: Amy Fainsbert (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/200565/000020056516000031/Ubsfsi_stmtfincondnotes.pdf

---

X-17A-5

 0000200565
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2015
 12-31-2015
 Broker-dealer
 N

 UBS FINANCIAL SERVICES INC.

 1200 HARBOR BOULEVARD
 WEEHAWKEN
 NJ
 07086

 Amy Fainsbert
 201-352-4373

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Amy Fainsbert
 UBS FINANCIAL SERVICES INC.
 03-10-2016
 Amy Fainsbert
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.