# UBS FINANCIAL SERVICES INC. X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: UBS FINANCIAL SERVICES INC.
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0000200565-19-000008
- CIK: 200565
- File #: 8-16257
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: New York, NY
- Contact: Earl Lafontant
- Phone: (201) 352-8336
- Signed by: Helene Narcy (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/200565/000020056519000008/sofnotes.pdf

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X-17A-5

 0000200565
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 UBS FINANCIAL SERVICES INC.

 1200 HARBOR BOULEVARD
 WEEHAWKEN
 NJ
 07086

 Earl Lafontant
 (201) 352-8336

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Helene Narcy
 UBS FINANCIAL SERVICES INC.
 12-31-2018
 security accounts of principal officers and directors that are classified as customer accounts (debits $551,584 credits $1,010,828).
 Helene Narcy
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.