ZIV INVESTMENT COMPANY X-17A-5 (2026-03-17) — Broker-dealer annual report

Full text of ZIV INVESTMENT COMPANY's X-17A-5 filed 2026-03-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # ZIV INVESTMENT COMPANY, LLC FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBUC ACCOUNTING FIRM PURSUANTTO RULE 17a-S DECEMBER 31, 2025 PUBLIC {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # ANNUAL REPORTS FORM X-17A-5 PART III | Expires: Nov. 01, 2026 | | |--------------------------|-----| | Estimated average burden | | | hours per response: | 112 | | | | | SEC FILE NUMBER | | | 8-18119 | | OMB APPROVAL OMB Number: 3235-0123 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | AND ENDING | 12/31/2025 | | |--------------------------------------------|------------------------------|------------|------------|--| | | MM/0D/YY | | MM/DD/YY | | | | A DEAICTh ANT Inchitic ATION | | | | NAME OF FIRM: Ziv Investment Company, LLC. TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer D Security-based swap dealer J Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 141 W Jackson Blvd, Suite 2095 | | B. ACCOUNTANT IDENTIFICATION | | |----------------------------------------------|--------------------------------|----------------------------| | (Name) | (Area Code - Telephone Number) | (Email Addross) | | Pamela Lambert | (312) 427-7208 | plambert@zivinvestment.com | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | (City) | (State) | (Zip Code) | | Chicago | Illinois | 60604 | | | (No. and Street) | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling \* Ryan & Juraska LLP | | (Name - if Individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|------------------------------------------| | 141 W Jackson Blvd, Suite 2250 Chicago | | | Illinois . 60604 | | (Address) | (City) | (State) | (Zip Code) | | March 24, 2009 | | 3407 | | | (Date of Registration with PCAOB)(If applicable) | | | PCAOB Registration Number, If applicable | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports he covered by the reports of an Independent public accountan…

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