Full text of THE FRAZER LANIER COMPANY, INCORPORATED's X-17A-5 filed 2025-12-03 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | SEC FILE NUMBER 8-20267 # **FACING PAGE** Information **Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act** of **1934** FILING FOR THE PERIOD BEGINNING 10/01/2024 MM/DD/VY AND ENDING 09/30/2025 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: The Frazer Lanier Company, Incorporated TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** 300 Water Street **(No. and** Street) Montgomery AL **(City}** (State) 36104 (Zip Code} **PERSON TO CONTACT WITH REGARD TO THIS FILING** Susan Waldrop 334-265-8483 susanwaldrop@fralan.com ## (Name) (Area Code - Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Cherry Bekaert LLP | | (Name - if individual, state last, first, and middle name} | | | |-------------------------------------------------|------------------------------------------------------------|----------------|---------------------------------------------| | 4601 OTC Boulevard, Suite 700 | Denver | co | 80237 | | (Address) | (City) | (State)<br>677 | (Zip Code) | | (rte of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable)I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Robert H. Young, Jr. swear (or affirm) that, to the best of my knowledge and belief, the financial report 8 ertaining to the firm of The Frazer Lanier Company, Inco…Read the full text as markdown