Full text of G.RESEARCH, LLC's X-17A-5 filed 2021-04-06 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **G.research, LLC (A Wholly-owned Subsidiary of Morgan Group Holding Co.) (SEC I.D. No. 8-21373)** #### **STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2020 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** **\*\*\*\*\*\*\*\*** **Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT.** {1}------------------------------------------------ | | SEC FILE NUMBER | |---------|-----------------| | 8-21373 | | | REPORT FOR THE PERIOD BEGINNING | | January 1 ,2020<br>MM/DD/YY | | - AND ENDING December 31,2020<br>MM/DD/Y Y | | | | |--------------------------------------------------------------------------|---------------|--------------------------------------------------------|------------|--------------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF BROKER-DEALER: | | | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D. NO. | | | | | | | | One Corporate Center | | | | | | | | | | | (No. and Street) | | | | | | | Rye | | NY | 10580-1422 | | | | | | (Cily) | (State) | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | Joseph L. Fernandez | | | | (914) 921-5216 | | | | | | | B. ACCOUNTANT IDENTIFICATION | | (Area Code - Telephone Number) | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | RSM US LLP | | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 151 West 42nd St, 19th Floor | | New York | NY | 10036 | | | | | (Address) | | (City) | (Statc) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | | Certified Public Accountant | | | | | | | | | Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions, | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ - - - - {3}------------------------------------------------ Statement of Financial Condition December 31, 2020 ## **Contents** | Report of Independent Registered Public Accounting Firm | 1 | |---------------------------------------------------------|---| | Statement of Financial Condition | 2 | | Notes to Statement of Financial Condition | 3 | {4}------------------------------------------------…Read the full text as markdown