TRIAD SECURITIES CORP X-17A-5 (2024-09-30) — Broker-dealer annual report

Full text of TRIAD SECURITIES CORP's X-17A-5 filed 2024-09-30 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ #### **81,7('67\$7(6 6(&85,7,(6\$1'(;&+\$1\*(&200,66,21 :DVKLQJWRQ'&** ## **\$118\$/ 5(32576 )250;\$ 3\$57,,,** | OMB APPROVAL | |--------------------------| | OMB Number: 3235Ͳ0123 | | Expires: EŽǀ. 3Ϭ, 202ϲ | | Estimated average burden | | hours per response: | | | SEC FILE NUMER 8Ͳ20930 **)\
amp;,1\*3\$\*( ,QIRUPDWLRQ5HTXLUHG3XUVXDQWWR5XOHVDDDQGDXQGHUWKH6HFXULWLHV([FKDQJH\$FWRI** ),/,1\*)257+(3(5,2'%(\*,11,1\* \$1'(1',1\* 07/01/23 06/30/24 00''<< 00''<< ### **͘ 5(\*,675\$17,'(17,),&\$7,21** #### 1\$0(2)),50 TRIAD SECURITIES CORP. 7<3(2)5(\*,675\$17FKHFNDOODSSOLFDEOHER[HV ܆ %URNHUGHDOHU տ6HFXULW\EDVHGVZDSGHDOHU տ0DMRUVHFXULW\EDVHGVZDSSDUWLFLSDQW տ&KHFNKHUHLIUHVSRQGHQWLVDOVRDQ27&GHULYDWLYHVGHDOHU X \
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amp;(2)%86,1(66'RQRWXVHD32ER[QR ## 111 BROADWAY, 11th FLOOR | | 1RDQG6WUHHW | | | | | |-----------------------------------------|-------------------------------------------------------------------|---------------------------------|--|--|--| | NEW<br>YORK | NY | 10006 | | | | | &LW\ | 6WDWH | =LS&RGH | | | | | 3(562172&217\
amp;7:,7+5(*\$5'727+,6),/,1* | | | | | | | Shari<br>Rothenberg | (908)<br>743-1307 | srothenberg@triadsecurities.com | | | | | 1DPH | \$UHD&RGH±7HOHSKRQH1XPEHU | (PDLO\$GGUHVV | | | | | \
amp;&2817\$17,'(17,),&\$7,21<br>͘ | | | | | | | | ,1'(3(1'(1738%/,&\
amp;&2817\$17ZKRVHUHSRUWVDUHFRQWDLQHGLQWKLVILOLQJ | | | | | ## ADEPTUS PARTNERS, LLC | | 1DPH±LILQGLYLGXDOVWDWHODVWILUVWDQGPLGGOHQDPH | | | |-------------------------------------------|----------------------------------------------|-------|--------------------------------------| | 733<br>STATE<br>RTE<br>35<br>N | OCEAN | NJ | 07712 | | \$GGUHVV | &LW\ | 6WDWH | =LS&RGH | | 01/06/10 | | 3686 | | | 'DWHRI5HJLVWUDWLRQZLWK3&\$2% LIDSSOLFDEOH | | | 3&\$2%5HJLVWUDWLRQ1XPEHULIDSSOLFDEOH | #### **)252)),&,\$/86(21/<** &ODLPVIRUH[HPSWLRQIURPWKHUHTXLUHPHQWWKDWWKHDQQXDOUHSRUWVEHFRYHUHGE\WKHUHSRUWVRIDQLQGHSHQGHQWSXEOLF DFFRXQWDQWPXVWEHVXSSRUWHGE\DVWDWHPHQWRIIDFWVDQGFLUFXPVWDQFHVUHOLHGRQDVWKHEDVLVRIWKHH[HPSWLRQ6HH&)5 DH LL LIDSSOLFDEOH **3HUVRQVZKRDUHWRUHVSRQGWRWKHFROOHFWLRQRILQIRUPDWLRQFRQWDLQHGLQWKLVIRUPDUHQRWUHTXLUHGWRUHVSRQGXQOHVVWKHIRUP GLVSOD\VDFXUUHQWO\YDOLG20%FRQWUROQXPEHU** {1}------------------------------------------------ #### AFFIRMATION I, Kenneth Fisher , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to TRIAD SECURITIES CORP. as of 06/30/24 , is true and correct. I further swear…

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