CLARENDON INSURANCE AGENCY, INC. X-17A-5 (2026-02-26) — Broker-dealer annual report

Full text of CLARENDON INSURANCE AGENCY, INC.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | SEC FILE NUMBER | | |-----------------|--| | | FACING PAGE | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|-------------------------------|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/25 | | | | | | | | filing for the period beginning 01/01/25<br>MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Clarendon Insurance Agency, Inc | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Major security-based swap participant<br>__ Security-based swap dealer<br>பு Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 230 3rd Ave, 6th Floor | | | | | | | | | (No. and Street) | | | | | | | Waltham | MA | | 02451 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | James Joseph | (781) 790-8675 | | james.joseph@delawarelife.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | Two Manhattan West, 375 Ninth Avenue | New York | NY | 10001 | | | | | (Address)<br>October 20, 2003 | (City) | (State)<br>185 | (Zip Code) | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY<br>then from the requirement that the annual reports he covered by the renorts of an independent numir | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the repo…

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