# DOUGHERTY & COMPANY LLC X-17A-5 (2019-02-21) — Broker-dealer annual report

- Company: DOUGHERTY & COMPANY LLC
- Form: X-17A-5
- Filed: 2019-02-21
- Period: 2018-12-31
- Accession: 0000215674-19-000003
- CIK: 215674
- File #: 8-21937
- Material weakness: No
- Auditor: RSM US LLP
- Auditor location: Minneapolis, MN
- Contact: Michelle Sandberg
- Phone: 612-376-4027
- Signed by: Michelle Sandberg (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/215674/000021567419000003/dco2018publicreport.pdf

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X-17A-5

 0000215674
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 DOUGHERTY & COMPANY LLC

 90 SOUTH SEVENTH ST-STE 4300
 MINNEAPOLIS
 MN
 55402-4108

 Michelle Sandberg
 612-376-4027

 RSM US LLP

 801 Nicollet Mall, Suite 1100
 Minneapolis
 MN
 55402

 Certified Public Accountant

 Michelle Sandberg
 DOUGHERTY & COMPANY LLC
 12-31-2018
 Michelle Sandberg
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.