Full text of FSC SECURITIES CORPORATION's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | 303339<br>Georgia<br>(Zip Code) | |----------------------------------------------------------------------------| | | | | | | | David. Schmidt@advisorgroup.com | | (Email Address)<br>(Area Code - Telephone Number) | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | (Name - if individual, state last, first, and middle name) | | Arizona 85012 | | (State)<br>(Zip Code) | | 34 | | | | (PCAOB Registration Number, if applicable) | | | {1}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ #### FINANCIAL STATEMENTS, RELATED NOTES AND SUPPLEMENTAL SCHEDULES FSC Securities Corporation (SEC File Number 8-21770) (An indirect wholly-owned subsidiary of Advisor Group Holdings, Inc.) December 31, 2021 With Report Of Independent Registered Public Accounting Firm {3}------------------------------------------------ # **FSC Securities Corporation (An indirect wholly-owned subsidiary of Advisor Group Holdings, Inc.) Table of Contents December 31, 2021** | Report of Independent Registered Public Accounting Firm<br> | 1 | |------------------------------------------------------------------------------------------------------|----| | Financial Statements | | | Statement of Financial Condition | 2 | | Statement of Income | 3 | | Statement of Stockholder's Equity | 4 | | Statement of Changes in Liabilities Subordinated to Claims of Creditors | 5 | | Statement of Cash Flows | 6 | | Notes to Financial Statements | 7 | | Supplemental Information Required by Rule 17a-5 of the Securities and<br>Exchange Commission ("SEC") | | | Schedule 1 – Computation of Net Capital | | | Pursuant to SEC Rule 15c3-1 under the Securities Exchange Act of 1934 | 19 | | Schedule 2 – Computation for Determination of Reserve Requirements | | | Pursuant to SEC Rule 15c3-3 under the Securities Exchange Act of 1934 | 20 | | Schedule 3 – Computation for Determination of PAB Account Reserve Requirements | | | Pursuant to SEC Rule 15c3-3 under the Securities Exchange Act of 1934 | 21 | | Schedule 4 – Information Relating to the Posses…Read the full text as markdown