Full text of REGAL SECURITIES, INC.'s X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### Regal Securities, Inc. Financial Report December 31, 2024 This report is Filed Pursuant to Rule 17a-5(a) under the Securities Exchange act of 1934 as a public document. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | | | | | |---------------------------|--|--|--|--|--|--|--|--| | OMB Number: 3235-0123 | | | | | | | | | | Expires: Nov. 30, 2026 | | | | | | | | | | Estimated average burden | | | | | | | | | | hours per response:<br>12 | | | | | | | | | | | | | | | | | | | | SEC FILE NUMBER | | | | | | | | | | | | | | | | | | | ### ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-21765 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Regal Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 950 Milwaukee Ave, Suite 101 | | (No. and Street) | | | | | | | |----------------------------------------------|--------------------------------|----------------------------------|--|--|--|--|--| | Glenview | 11 | 60025 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Skaiste Aksomitaite | 847-375-6030 | saksomitaite@regalsecurities.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | ### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### Prida, Guida & Perez, P.A. | | | (Name - if individual, state last, first, and middle name) | | |--------------------------------------------------|-----------------------|------------------------------------------------------------|--------------------------------------------| | 2504 West Kathleen Street Tampa | | FL | 33607 | | (Address) | (City) | (State) | (Zip Code) | | 10/08/2019 | | 6650 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public…Read the full text as markdown