Full text of OSCAR GRUSS & SON INCORPORATED's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | ## SEC FILE NUMBER 8-22371 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /21** MM/DD/VY AND ENDING **12/31 /21** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Oscar Gruss & Son Incorporated TYPE OF REGISTRANT (check all applicable boxes): □ Check here if respondent is also an OTC derivatives dealer [!] Broker-dealer O Security-based swap dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1 0 East 53rd Street, 17th Floor | | | (No. and Street} | | | |---------------------------------------------------------------------------------------------|--|------------------------------------------------------------------------|-------------------------------------------|------------| | New York | | New York | | 10022 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Danielle Landau | | (212) 419-4005 | dlandau@oscargruss.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Mazars USA LLP | | | | | | | | (Name - if individual, state last, first, and middle name)<br>Woodbury | | | | 60 Crossways Park Drive West, Suite 301 | | | New York | 11797 | | | | | | | | (Address) | | (City) | (State) | (Zip Code) | | October 8, 2003 | | | 339 | | | T<br>"' of Reg,.,k>n w<h PCAOBJ{• appUcab~J | | | (PCAOB Re,;stration N,mbe<, ;1 applkable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION*…Read the full text as markdown