Full text of INVESTACORP, INC.'s X-17A-5 filed 2020-03-03 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **iLl** INVESTACORP® # INVESTACORP, INC. (a wholly-owned subsidiary ofLadenburg Thalmann Financial Services, Inc.) # **FINANCIAL STATEMENTS DECEMBER 31, 2019** {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .. .... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5** | SEC FILE NUMBER | |-----------------| | 8-22598 | **PART Ill FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | ----------<br>REPORT FOR THE PERIOD BEGINNING 0 1/01/2019<br>AND ENDING 12/31/2019 | | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------|------------|------------------------------------|--| | | MM/DD/YY | | -<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: lnvestacorp, Inc.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | 4400 Biscayne Blvd., Suite 1100 | | | | | | | (No. and Street) | | | | | Miami | Florida | 33137 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>STEPHEN DUDAS | | | (305) 557 - 3000 ext. 399 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>EisnerAmper LLP | (Name - if individual, state last, first, middle name) | | | | | 750 Third Avenue | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>✓<br>certified Public Accountant | | | | | | Public Accountant | | | | | | a | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2)* SEC 1410 (06-02) **Potential persons who are to…Read the full text as markdown