# UBS SECURITIES LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: UBS SECURITIES LLC
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0000230611-19-000006
- CIK: 230611
- File #: 8-22651
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: New York, NY
- Contact: Christine Jenkins
- Phone: 615-393-7264
- Signed by: Ralph Mattone (CFO Managing Director)

Original filing: https://www.sec.gov/Archives/edgar/data/230611/000023061119000006/sipca.pdf

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X-17A-5

 0000230611
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 UBS SECURITIES LLC

 1285 AVENUE OF THE AMERICAS
 NEW YORK
 NY
 10019

 Christine Jenkins
 615-393-7264

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Ralph Mattone
 UBS SECURITIES LLC
 02-28-2019
 Ralph Mattone
 CFO Managing Director
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.