Full text of INDEPENDENT FINANCIAL GROUP, LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART Ill OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-22870 | FILING FOR THE PERIOD BEGINNING 01 /01 /25 | | | AND ENDING _ 1_2_f_3_1 f_2_5 | __<br>_ | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|------------------------------------------------------------|------------------------------|--------------------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Independent Financial Group, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IRl Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 12671 High Bluff Drive, Ste. 200 | | | | | | | | (No. and Street) | | | | San Diego | | CA | | 92130 | | (City) | | (State) | | (Zip Code) | | -----E-R-S0N-T0 -€0N=r-AE-T-W+TH-REGAR0-T0-THl5-Fll::IN•--~ | | | | --------------------- | | Scott Heising | | (800) 269-1903 | | sheising@ifgsd.com | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PKF San Diego, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2020 Camino del Rio North, Ste. 1000 | | San Diego | CA | 92108 | | (Address) | | (City) | (State) | (Zip Code) | | 09/29/03 | | | 27 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMA…Read the full text as markdown