Full text of TD AMERITRADE, INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **(SEC. I.D. NO. 8-23395)** Statement of Financial Condition as of December 31, 2021 and Report of Independent Registered Public Accounting Firm #### PUBLIC DOCUMENT (Pursuant to Rule l 7a-5(e)(3) under the Securities Exchange Act of 1934). {1}------------------------------------------------ | | UNITED STATES | | 0MB Number: 3235-0123<br>Expires: October 31 , 2023 | | | | | |----------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|--------------------------------------------------------|-----------------------------------------------------|-----------------------------------------------------------|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | Estimated average burden<br>hours per response<br>. 12.00 | | | | | | | ANNUAL AUDITED REPORT | | SEC FILE NUMBER | | | | | | FORMX-17A-5 | | | 8-23395 | | | | | | PARTIII | | | | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12 and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING | | 10/01/20 | AND ENDING | 12/31/21 | | | | | | | MMIDDNY | | MMIDDNY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: TD Ameritrade, Inc. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant | | | | | | | | | □ Check here ifrespondent is also an OTC derivatives dealer. | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | 200 S. 108th Avenue | | | | | | | | | | | (No. and Street) | | | | | | | Omaha | | Nebraska | 68154 | | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Gregg J. Fuesel | | (402) 970-7014 | | gregg.fuesel@schwab.com | | | | | (Name) | | (Area Code - Telephone Number) | ( email address) | | | | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this Filing* | | | | | | | | | Deloitte & Touche LLP | | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 1601 Wewatta Street | Denver | Colorado | | 80203 | | | | | (Address) | (City) | (State) | | (Zip Code) | | | | | | 10/20/2003 | | | 34 | | |…Read the full text as markdown