Full text of THE BAKER GROUP, LP's X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Auditor's Reports and Statement of Financial Condition December 31, 2025 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | | |-----------------|--|--| | 8-23684 | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGIN NING **O 1/01/2025** MM/DD/YY AND ENDING **12/31** f*2025* MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME o F FIRM: The Baker Group LP TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 1601 NW Expressway, 21st Floor | | (No. and Street) | | | | |--------------------------------------------------|---------------------------------------------------------------------------|-----------------------|------------|--| | Oklahoma City | OK | | 73118 | | | (City) | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kathryn Phillips | 405.415.7272 | kphillips@gobaker.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | FORVIS MAZARS, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 211 N. Robinson | Oklahoma City | OK | 73102 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/16/2003 | | 686 | | | | r•<br>of Reg;stcatioo w;th PCAOB )(;f apphcable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are t o respond t o the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH…Read the full text as markdown