# APEX CLEARING CORPORATION X-17A-5 (2017-02-24) — Broker-dealer annual report

- Company: APEX CLEARING CORPORATION
- Form: X-17A-5
- Filed: 2017-02-24
- Period: 2016-12-31
- Accession: 0000278331-17-000003
- CIK: 278331
- File #: 8-23522
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: Chicago, IL
- Contact: Ralph D'Auge
- Phone: 214-765-1132
- Signed by: Ralph D'Auge (Corporate Controller)

Original filing: https://www.sec.gov/Archives/edgar/data/278331/000027833117000003/APEX2016SOFC-Final.pdf

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X-17A-5

 0000278331
 XXXXXXXX

 LIVE

 true
 false
 true

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 APEX CLEARING CORPORATION

 ONE DALLAS CENTER
 350 N. ST. PAUL, SUITE 1300
 DALLAS
 TX
 75201

 Ralph D'Auge
 214-765-1132

 Ernst & Young LLP

 155 North Wacker Drive
 Chicago
 IL
 60606

 Certified Public Accountant

 Ralph D'Auge
 APEX CLEARING CORPORATION
 12-31-2016
 Daniel Rosenthal
Peter Lawler
 Ralph D'Auge
 Corporate Controller
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.