# APEX CLEARING CORPORATION X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: APEX CLEARING CORPORATION
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0000278331-19-000001
- CIK: 278331
- File #: 8-23522
- Material weakness: No
- Auditor: Ernst & Young, LLP
- Auditor location: Chicago, IL
- Contact: Ralph D'Auge
- Phone: 214-765-1132
- Signed by: Ralph D'Augee (VP Controller)

Original filing: https://www.sec.gov/Archives/edgar/data/278331/000027833119000001/APEX_2018_SOFC_Recognized.pdf

---

X-17A-5

 0000278331
 XXXXXXXX

 008-23522

 LIVE

 false
 true
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 APEX CLEARING CORPORATION

 ONE DALLAS CENTER
 350 N. ST. PAUL, SUITE 1300
 DALLAS
 TX
 75201

 Ralph D'Auge
 214-765-1132

 Ernst & Young, LLP

 155 N. Wacker Drive
 Chicago
 IL
 60606

 Certified Public Accountant

 Ralph D'Augee
 APEX CLEARING CORPORATION
 12-31-2018
 William Capuzi
 Ralph D'Augee
 VP Controller
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.