# APEX CLEARING CORPORATION X-17A-5 (2020-03-02) — Broker-dealer annual report

- Company: APEX CLEARING CORPORATION
- Form: X-17A-5
- Filed: 2020-03-02
- Period: 2019-12-31
- Accession: 0000278331-20-000002
- CIK: 278331
- File #: 8-23522
- Material weakness: No
- Auditor: Ernst & Young
- Auditor location: Dallas, TX
- Contact: Ralph D'Auge
- Phone: 214-765-1132
- Signed by: Ralph D'Auge (VP Controller)

Original filing: https://www.sec.gov/Archives/edgar/data/278331/000027833120000002/5_APEX_2019_SOFC.pdf

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X-17A-5

 0000278331
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 APEX CLEARING CORPORATION

 ONE DALLAS CENTER
 350 N. ST. PAUL, SUITE 1300
 DALLAS
 TX
 75201

 Ralph D'Auge
 214-765-1132

 Ernst & Young

 2323 Victory Avenue
 Suite 2000
 Dallas
 TX
 75201

 Certified Public Accountant

 Ralph D'Auge
 APEX CLEARING CORPORATION
 12-31-2019
 Ralph D'Auge
 VP Controller
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.