Full text of AUSDAL FINANCIAL PARTNERS, INC.'s X-17A-5 filed 2026-04-23 (period 2026-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **OMB APPROVAL** OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS** SEC FILE NUMBER **FORM X-17A-5** 8-24519 **PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 02/01/2025 AND ENDING 01/31/2026 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** name of firm;Ausdal Financial Partners, Inc. TYPE OF REGISTRANT (check all applicable boxes): H Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 5187 Utica Ridge Rd | | (No. and Street) | | | | | |--------------------------------------------------|-------------------------------------------------|-----------------|--------------------------------------------|--|--| | Davenport | IA | | 52807 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Ivana<br>Shumberg | 713-582-4897 | | ivanashumberg@afpadvisor.com | | | | (Name) | (Area Code -Telephone<br>Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | CBIZ<br>CPAs<br>P.O.<br>(Name -if | individual, state last, first, and middle name) | | | | | | Nine<br>Parkway<br>North | Deerfield<br>Suite<br>200 | IL | 60015 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/22/2003 | | 199 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond tothe collection of information contained in this form are notrequired to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, James J. Simpson , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Ausdal Financial Partne…Read the full text as markdown