GARY HOCH AGENCY, INC. X-17A-5 (2026-04-13) — Broker-dealer annual report

Full text of GARY HOCH AGENCY, INC.'s X-17A-5 filed 2026-04-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ CONFIDENTIAL TREATMENT REQUESTED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS # FORM X-17A-5 PART III | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | SEC FILE NUMBER 8-24582 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | MM/DD/YY | MM/DD/YY | |------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | A. REGISTRANT IDENTIFICATION | | | INC . | | | | [_] Major security-based swap participant | | | | | | | | | | | NY | 14217 | | (State) | (Zip Code) | | | | | | 716-881-1991 gary@garyhochagency.com | | | (Email Address) | | | | | | | | | | | | | | | 32751<br>FT. | | | (State)<br>(Žip Code) | | | 1839 | | | (PCAOB Registration Number, if applicable) | | | | | | NAME OF FIRM: GARY HOCH AGENCY,<br>TYPE OF REGISTRANT (check all applicable boxes):<br>[J Security-based swap dealer<br>C Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>(No. and Street)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(Area Code - Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>100 E SYBELIA AVE. SUITE 130<br>MAITLAND<br>FOR OFFICIAL USE ONLY | \* Claims for exemption from the requirement that the annual reports of an independent public accountant nust be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the f…

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