SCOTTRADE, INC. X-17A-5 (2017-11-21) — Broker-dealer annual report

Full text of SCOTTRADE, INC.'s X-17A-5 filed 2017-11-21 (period 2017-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SCOTTRADE, INC.
• Form: X-17A-5
• Filed: 2017-11-21
• Period: 2017-09-30
• Accession: 0000315985-17-000011
• CIK: 315985
• File #: 8-24760
• Material weakness: No
• Auditor: ERNST & YOUNG, LLP
• Auditor location: NEW YORK, NY
• Contact: RYAN LAUER
• Phone: 314-965-1555
• Signed by: WILLIAM T. YATES (TREASURER)

Document text (excerpt)

X-17A-5 0000315985 XXXXXXXX LIVE true false false 10-01-2016 09-30-2017 Broker-dealer N SCOTTRADE, INC. 700 MARYVILLE CENTRE DRIVE ST. LOUIS MO 63141-5824 RYAN LAUER 314-965-1555 ERNST & YOUNG, LLP 5 TIMES SQUARE NEW YORK NY 10036 Certified Public Accountant WILLIAM T. YATES SCOTTRADE, INC. 09-30-2017 WILLIAM T. YATES TREASURER Y

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Other filings by this registrant

• X-17A-5 — 2016-11-23
• X-17A-5 — 2015-11-27
• X-17A-5 — 2014-11-28
• X-17A-5 — 2013-12-02
• X-17A-5 — 2012-11-29
• X-17A-5 — 2011-11-30
• X-17A-5 — 2010-11-26
• X-17A-5 — 2009-11-27
• X-17A-5 — 2008-12-01
• X-17A-5 — 2008-01-04
• X-17A-5 — 2006-11-29
• X-17A-5 — 2006-08-18

Original filing on SEC EDGAR (source of record)