Full text of GRAMERCY SECURITIES, INC.'s X-17A-5 filed 2026-06-03 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB Number: 3235-0123 | | | |--------------------------|----|--| | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response: | 12 | | | | | | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | | | 8-24767 | **FACING PAGE** **Information Required Pursuant to Rules <sup>17</sup>a-5, 17a-12, and <sup>18</sup>a-<sup>7</sup> under the Securities Exchange Act of <sup>19</sup>S<sup>4</sup>** | FILING FOR THE PERIOD BEGINNING | 04/01/2025 | AND ENDING | 03/31/2026 | | |-----------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|---------------------------------------|-----------------|-------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A.<br>REGISTRANT IDENTIFICATION | | | | | Gramercy<br>NAME OF FIRM: | Inc<br>Securities<br>, | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>3 Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | Old<br>Road<br>Post<br>3949 | | | | | | | (No. and Street) | | | | | Charlestown | Rl | | | 02813 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Roderick<br>R<br>Scribner | 401-364-7700 | | | rod@gramercysecurities.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | ACCOUNTANT IDENTIFICATION<br>B. | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | C<br>&<br>Morris<br>P<br>Morris<br>, | | | | | | | (Name -if individual, state last,first, and middle name) | | | | | Road<br>32<br>Kearney | Needham | Heights | MA | 02494 | | (Address) | (City) | | (State) | (Zip Code) | | 01/06/2010 | | 4066 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number,if applicable) | **Persons who are to respond to the collection of information contained inthis form are notrequired to respond unless the form displays <sup>a</sup> currently valid OMB control number.** <sup>\*</sup> Claims for exemption from the requirement that the annual reports be covered by…Read the full text as markdown