OPAL SECURITIES, INC. X-17A-5 (2026-03-04) — Broker-dealer annual report

Full text of OPAL SECURITIES, INC.'s X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: OPAL SECURITIES, INC.
• Form: X-17A-5
• Filed: 2026-03-04
• Period: 2025-12-31
• Accession: 0000316595-26-000005
• CIK: 316595
• File #: 8-24841
• Type: Broker-dealer
• Material weakness: Yes
• Auditor: Brian W. Anson
• Auditor location: Tarzana, CA
• Contact: Richard Onesto
• Phone: 3478536534
• Email: zach@opalsecurities.com
• Website: opalsecurities.com
• Signed by: Richard Onesto (FINOP)

Document text (excerpt)

{0}------------------------------------------------ ### OPAL SECURITIES, INC. FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION > FOR THE YEAR ENDED DECEMBER 31, 2025 {1}------------------------------------------------ ### OPAL SECURITIES, INC. #### Table of Contents PAGE | 5<br>-<br>S<br>E<br>C<br>X<br>-<br>1<br>7<br>A<br>F<br>o<br>r<br>m | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------| | I<br>n<br>d<br>e<br>p<br>e<br>n<br>d<br>e<br>n<br>t<br>A<br>c<br>R<br>e<br>g<br>i<br>s<br>t<br>e<br>r<br>e<br>d<br>c<br>o<br>u<br>n<br>t<br>i<br>n<br>g<br>m<br>R<br>e<br>p<br>o<br>r<br>t<br>P<br>u<br>b<br>l<br>i<br>c<br>o<br>f<br>F<br>i<br>r | | | | n<br>F<br>i<br>n<br>a<br>n<br>c<br>i<br>a<br>l<br>C<br>o<br>n<br>d<br>i<br>t<br>i<br>o<br>S<br>t<br>a<br>t<br>e<br>m<br>e<br>n<br>t<br>o<br>f | | | | me<br>S<br>t<br>a<br>t<br>e<br>m<br>e<br>n<br>t<br>o<br>f<br>In<br>co | | | | y<br>C<br>h<br>a<br>n<br>g<br>e<br>s<br>S<br>t<br>o<br>c<br>k<br>h<br>o<br>l<br>d<br>e<br>r<br>'<br>s<br>S<br>t<br>a<br>t<br>e<br>m<br>e<br>n<br>t<br>E<br>q<br>u<br>i<br>t<br>o<br>f<br>i<br>n | | | | s<br>S<br>t<br>a<br>t<br>e<br>m<br>e<br>n<br>t<br>o<br>f<br>C<br>a<br>s<br>h<br>F<br>l<br>o<br>w | | | | s<br>F<br>i<br>n<br>a<br>n<br>c<br>i<br>a<br>l<br>S<br>t<br>a<br>t<br>e<br>m<br>e<br>n<br>t<br>No<br>te<br>s<br>to | | | | S<br>u<br>p<br>p<br>l<br>e<br>m<br>e<br>n<br>t<br>a<br>l<br>I<br>n<br>f<br>o<br>r<br>m<br>a<br>t | n<br>i<br>o | | | I<br>S<br>c<br>h<br>e<br>d<br>u<br>l<br>e<br>S<br>t | l<br>a<br>t<br>e<br>m<br>e<br>n<br>t<br>o<br>f<br>C<br>a<br>p<br>i<br>t<br>a<br>N<br>e<br>t | 1<br>1 | | I<br>I<br>D<br>e<br>S<br>c<br>h<br>e<br>d<br>u<br>l<br>e | s<br>R<br>e<br>q<br>u<br>i<br>r<br>e<br>m<br>e<br>n<br>t<br>t<br>e<br>r<br>m<br>i<br>n<br>a<br>t<br>i<br>o<br>n<br>o<br>f<br>R<br>e<br>s<br>e<br>r<br>v<br>e | 2<br>1 | | I<br>…

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Other filings by this registrant

• X-17A-5 — 2025-03-03
• X-17A-5 — 2024-07-24
• X-17A-5 — 2023-04-10
• X-17A-5 — 2022-05-16
• X-17A-5 — 2021-03-31
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-27
• X-17A-5 — 2018-02-27
• X-17A-5 — 2017-02-23
• X-17A-5 — 2016-02-19
• X-17A-5 — 2015-07-13
• X-17A-5 — 2014-02-28

Original filing on SEC EDGAR (source of record)