CREDIT SUISSE SECURITIES (USA) LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of CREDIT SUISSE SECURITIES (USA) LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CREDIT SUISSE SECURITIES (USA) LLC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0000318336-20-000004
• CIK: 318336
• File #: 8-00422
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: New York, NY
• Contact: Elcin Wood
• Phone: 919-417-6082
• Signed by: Sergio Lupetin (Managing Director)

Document text (excerpt)

X-17A-5 0000318336 XXXXXXXX 008-00422 LIVE true true false 01-01-2019 12-31-2019 Broker-dealer N CREDIT SUISSE SECURITIES (USA) LLC 11 MADISON AVENUE 24TH FLOOR NEW YORK NY 10010 Elcin Wood 919-417-6082 KPMG LLP 345 Park Avenue New York NY 10154-0102 Certified Public Accountant Sergio Lupetin CREDIT SUISSE SECURITIES (USA) LLC 12-31-2019 Sergio Lupetin Managing Director Y

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• X-17A-5/A — 2023-04-28
• X-17A-5 — 2023-03-01
• X-17A-5 — 2022-03-10
• X-17A-5 — 2021-03-01
• X-17A-5 — 2019-03-08
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-06
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-05

Original filing on SEC EDGAR (source of record)