# THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. X-17A-5 (2023-09-29) — Broker-dealer annual report
- Company: THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
- Form: X-17A-5
- Filed: 2023-09-29
- Period: 2023-06-30
- Accession: 0000319933-23-000005
- CIK: 319933
- File #: 8-25452
- Type: Broker-dealer
- Material weakness: No
- Auditor: Clark Schaefer Hackett
- Auditor location: Cincinnati, OH
- Contact: Matthew Reynolds
- Phone: 312-399-4932
- Email: mreynolds@thurstonspringer.com
- Website: thurstonspringer.com
- Signed by: Matthew Reynolds (President)
Original filing: https://www.sec.gov/Archives/edgar/data/319933/000031993323000005/edgarnotary5.pdf
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edgarfiling.sec.gov/submitX17A5Form.html?action=print
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 | BACT STUDIOSSO |
|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| | ANNUAL AUDITED REPORT | 18 8 4 11 1 1 1 1 4 4 1 |
| Company Rock B B . I | Form X-17A-5
Part II | 11/1 ------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
| | FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | |
| X-17A-5: Filer Information | | |
| Filer CIK | 0000319933 | |
| Filer CCC | 102ungauh | |
| | Comments of the comments of |
|--------------------------------------------------------------------------------|--------------------------------|
| ls this a LIVE or TEST Filing? | C LIVE & TEST |
| Would you like a Return Copy? | D |
| Is this an electronic copy of an official
filing submitted in paper format? | L |
| Confirming Broker Dealer Copy File
Number | |
| Confirming Security-Based Swap Entity
Copy File Number | |
| Submission Contact Information | |
| Name | Matthew Reynolds |
| Phone | 312-399-4932 |
| E-Mail Address | mreynolds@thurstonspringer.com |
| Notification Information | |
| Notify via Filing Website only? | ﺎ |
| Notification E-mail Address | mreynolds@thurstonspringer.com |
| Notification E-mail Address | nmazzinl@thurstonspringer.com |
## X-17A-5: Submission Information
| Report for the Period Beginning | 07-01-2022 | | |
|---------------------------------|-----------------------|-------------------------------|--------------------------------------------|
| end Ending | 06-30-2023 | | |
| Type of Registrant | V Broker-deeler | Security-based swap
dealer | 「 Major security-besed swap
participant |
| | OTC denvatives deeler | | |
| Material Weakness | | | |
Does this submission include an
accountant's report covering the
compliance report that indentifies one or
more material weaknesses? C Yes @ No
# X-17A-5: A. Registrant Identification
| Neme of Firm | THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | |
|--------------|------------------------------------------------------------------|--|
| | Address of Principal Place of Business (Do not use P.O. Box No.) | |
| Address 1 | 19000 KEYSTONE CROSSING | |
| Address 2 | SUITE 700 | |
| City | INDIANAPOLIS | |
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#### 9/28/23, 12:14 PM
edgarflllng.sec.gov/submitX1 7 A5Form.html?action=prlnt
| State/Country | l•NDIANA | |
|--------------------------|-------------------------------------------------------------------------|--|
| Mailing Zip/ Portal Code | !46240-2142 | |
| | Name and Telephone Number of Person to Contact in Regard ro this Report | |
| Name | !Matthew Reynolds | |
| Telephone Number | j312-399-4932 | |
## **X-17A-5: B. Accountant Identification**
#### **Independent Public Accountant**
| Name - if individual, state last, first, and
middle name | [cf arf<, Schaefer Hackett |
|-------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|
| Address 1 | I One Eas1 Fourth Street |
| Address2 | |
| City | Icincin nau |
| State/Country | !OHIO - |
| Mailing Zip/ Postal Code | 145202 |
| Check One | ,. Certified Public Accountant
r Certified Public Accountant not resident in United States or any of its possessions |
### **X-17 A-5: Signature**
### oath or Affirmation
I, **Matthew** Reynolds, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of THURSTON, **SPRINGER, MILLER, HERD** *&* **TITAK, INC., as** of **06-30-2023,** is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary int e ny account classified solely as that of a customer, except as follows:
Signature
#### Title
### **Notary Public**
Checking this box acknowledges that this oath or affirmation has been notarized.
[President
MAUREEN DUNCAN i?!~\ Notary Public, State of Indiana ~-.'\\_~~L}-)- Resident of M~rion County, IN '\.~~1,v My Commission ~es: October 16, 2026 .... ~• Commission Number 0716350
Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.