Full text of LPL ENTERPRISE, LLC's X-17A-5 filed 2026-03-12 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## LPL Enterprise, LLC (SEC I.D. No. 8-26037) Statement of Financial Condition as of December 31, 2025, and Report of Independent Registered Public Accounting Firm Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934, as amended as a Public Document. {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORT Form X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Estimated average burden hours per response . . . .12.00 SEC FILE NUMBER 8-26037 #### FACING PAGE Information Required Pursuant to Rules 17a-5. 17a-12. and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | 01/01/25 | | AND ENDING | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------|------------------------------|--------------------------------------------|-----------------------------------------|----------| | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | LPL Enterprise, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ഷ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | L Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) | | | | | | | 1055 LPL Way | | | | | | | (No. and Street) | | | | | | | Fort Mill<br>SC | 29715 | | | | | | (City)<br>(State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Steven Malfitano | | 216-820-4959 | | steven.malfitano@lplfinancial.com | | | (Name)<br>(Area Code - Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | Deloitte & Touche LLP | | | | | | | (Name -- if individual, state last, first, middle name) | | | | | | | 12830 El Camino Real | | San Diego | CA | 92130 | | | (Address) | | City | State | Zip Code | | | 10/20/2003 | | | 34 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *Claims for…Read the full text as markdown