Full text of NELSON IVEST BROKERAGE SERVICES, INC.'s X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  PUBLlC **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number. 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC RLE NUMBER **8-26448** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | FACING PAGE | | |-------------|--| Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING O **1/01/2025** AND ENDING **12/31/2025** MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Nelson I vest Brokerage Serices, Inc TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 423 Country Club Drive | | | |--|------------------------|--|--| |--|------------------------|--|--| | | (No. and Street! | | | | |----------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-----------------|----------------------------------|--| | Winter Park | FL | | 32789 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Joel Garris | 407-629-64 77 | | joel@nelsonfinancialplanning.com | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Hacker, Johnson & Smith, PA | | | | | | | (Name-if individual, state last, first, and middle name) | | | | | 500 North Westshore Blvd | Tampa | FL | 33609 | | | (Address) | (CityJ | (State) | (Zip Code) | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained fn this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ # OATH OR AFFIRMATION I, Joel Garris swear (or affirm) that, to the best of my know…Read the full text as markdown