Full text of INTERNATIONAL ASSETS ADVISORY, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /23** AND ENDING **12/31 /23** MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: International Assets Advisory, LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 111 N Orange Avenue Suite 1000 | (No. and Street) | | | | | | | |----------------------------------------------|-------------------------------------|-----------------|--|--|--|--| | Orlando | FL | 32801 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | David Weinberger | 407-254-1500<br>Accounting@iaac.com | | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | # INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Accell Audit & Compliance, PA | (Name-if individual, state last, first, and middle name) | | | | | | | |----------------------------------------------------------|-----------------------|---------|------------------------------------------|--|--|--| | 3001 N Rocky Point Drive East Suite 200 | Tampa | FL | 33607 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 03/24/2009 | | 3289 | | | | | | | | | (PCAOB Reg;«catioo N,mbec, ;1 applkablej | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(el(ll(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, D…Read the full text as markdown