Full text of CAPITAL BROKERAGE CORPORATION's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **CAPITAL BROKERAGE CORPORATION** Financial Statement Required by SEC Rule l 7a-5 December 31, 2024 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER **8-26614** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2024** AND ENDING **12/3 <sup>1</sup> / <sup>2</sup> <sup>0</sup> 24** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Capital Brokerage Corporation TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 11011 West Broad Street | | | (No. and Street) | | | | | | | | |----------------------------------------------------------------------------------------|--|-------------------------------|-----------------|----------------------------|--|--|--|--|--| | Glen Allen | | VA | | 23060 | | | | | | | (City) | | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | Bonnie C. Turner | | (804) 615-4 781 | | Bonnie.turner@genworth.com | | | | | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG, LLP | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | 1021 East Cary Street, Suite 2000 | | Richmond | VA | 23219 | | | | | | | (Address) | | (City) | (State) | (Zip Code) | | | | | | | October 20, 2003 | | | 185 | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who…Read the full text as markdown