Full text of ECONOMY SECURITIES, INCORPORATED's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours oer resoonse ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | B-26775 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ____<br>___<br>o_1_10_1_12_o | AND ENDING | ___<br>__<br>_<br>12_/_3_1/_2_0 | | |----------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------|-------------------------|---------------------------------|--| | | MM/DD/YY | | MMl[)D/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Economy Securities, Incorporated<br>~AME OF BROKER-DEALER: | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.D. NO. | | | | 1301 Mortensen Lane | | | | | | (No. and Street) | | | | | Evansville | Indiana | | 47715 | | | (City) | (State) | | (Zip Code) | | | '.'JA~1E AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Larry We,nzapfel | | | 812 474-1016 | | | | | | (Arca Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Thomas Faust, CPA, LLC | | d/b/a Thomas Faust, CPA | | | | | (Name - if 1111/11•111,wl. s111re 111st. first. middle 11<1111<·) | | | | | 17 4 Coldbrook Ct. | Lafayette | Indiana | 47909 | | | ( :\ddrcss) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I/ | | | | | | lcerti ficd Public Accountant<br>Public Accountant | | | | | | | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | *Claims for exemption from the req11ireme111 that the a111111al report be co\'ered by the opinion of an independent public accou11tm1t | | | | | *must h<' supported by a statement of/acts and circumstances relied 011 as the basis/or the exemption. See Section 240. I 7a-5(e)(2)* **Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently v…Read the full text as markdown