WADDELL & REED, INC. X-17A-5 (2020-02-26) — Broker-dealer annual report

Full text of WADDELL & REED, INC.'s X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: WADDELL & REED, INC.
• Form: X-17A-5
• Filed: 2020-02-26
• Period: 2019-12-31
• Accession: 0000700087-20-000002
• CIK: 700087
• File #: 8-27030
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: Kansas City, MO
• Contact: Mike Daley
• Phone: 913-236-1795
• Signed by: Mike Daley (Senior Vice President, Chief Accounting Officer)

Document text (excerpt)

X-17A-5 0000700087 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N WADDELL & REED, INC. 6300 LAMAR AVENUE OVERLAND PARK KS 66202-4200 Mike Daley 913-236-1795 KPMG LLP 1000 Walnut Street Suite 1100 Kansas City MO 64106-2162 Certified Public Accountant Mike Daley WADDELL & REED, INC. 12-31-2019 Mike Daley Senior Vice President, Chief Accounting Officer Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2021-02-22
• X-17A-5 — 2019-02-25
• X-17A-5 — 2018-02-27
• X-17A-5 — 2017-02-24
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-28
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-02-28
• X-17A-5/A — 2010-05-03
• X-17A-5/A — 2010-03-09

Original filing on SEC EDGAR (source of record)