BTS SECURITIES CORPORATION X-17A-5 (2026-06-25) — Broker-dealer annual report

Full text of BTS SECURITIES CORPORATION's X-17A-5 filed 2026-06-25 (period 2025-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: I 2 SEC FILE NUMBER 8-49737 **FACING PAGE** Information **Required Pursuant to Rules 17a-5, 17a-12, and 18a•7** under the Securities **Exchange** Act **of 1934** FILING FOR THE PERIOD BEGINNING **08/01/24** MM/DD/YY AND ENDING **07 /31 /25** MM/0D/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: BTS SECURITIES CORPORATION TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent ls also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 55 OLD BEDFORD ROAD, SUITE 203 (No. and Street) LINCOLN MA 01773 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING MATTHEW PASTS 781-863-2545 MPASTS@BTSMANAHEMENT.COM (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* LARRY LIBERFARB, PC (Name - if individual, state last, first, and middle name) 11 VANDERBILT AVENUE #220 NORWOOD MA 02062 (Address) {City) (State) (Zip Code) 1/10/2006 2560 (Date of Re lstration with PCAOB (if a licable (PCAOB Registration Number, if a llcable **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH **OR AFFIRMATION** | I, MATTHEW PASTS | | | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------------|----|------------------|------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of BTS SECURITIES CORPORATION | | | as of | | 7/31 | 2~ | | is true and correct. I further swear (or a…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)