Full text of CNL SECURITIES CORP.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements, Supplemental Schedules and Report of Independent Registered Public Accounting Firm # **CNL Securities Corp. (A Wholly-Owned Subsidiary of CNL Financial Group, Inc.)** December 31, 2025 United States Securities and Exchange Commission Washington, D.C. Annual Audited Report Form X-17A-5 Part III Year Ended December 31, 2025 {1}------------------------------------------------ | mus hel response.<br>11. | |--------------------------| | SEC FILE NUMBER | | 8-26901 | | | FACING PAGE | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------|--|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/25<br>AND ENDING | 12/31/25 | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: | CNL Securities Corp. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Security-based swap dealer _ _ Major security-based swap participant<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 450 South Orange Ave | | | | | | | | | | (No. and Street) | | | | | | | | Orlando | L<br>- | 32801 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Tracy Turner | 407-540-2707 | Tracy. Turner@cnl.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. Accountant IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Forvis Mazars LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 910 E. St. Louis Street Suite 400 | Springfield | 65806<br>MO | | | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | | | 10/16/2003 | | 686 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | {2}------------------------------------------------ | T…Read the full text as markdown