# CALDWELL SUTTER CAPITAL, INC. X-17A-5 (2018-12-12) — Broker-dealer annual report

- Company: CALDWELL SUTTER CAPITAL, INC.
- Form: X-17A-5
- Filed: 2018-12-12
- Period: 2018-09-30
- Accession: 0000702007-18-000005
- CIK: 702007
- File #: 8-27639
- Material weakness: No
- Auditor: Ernst Wintter & Associates LLP
- Auditor location: Walnut Creek, CA
- Contact: Christopher Anderson
- Phone: (415) 367-4982
- Signed by: Christopher Anderson (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/702007/000070200718000005/PublicReport.pdf

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X-17A-5

 0000702007
 XXXXXXXX

 LIVE

 false
 false
 false

 10-01-2017
 09-30-2018
 Broker-dealer
 N

 CALDWELL SUTTER CAPITAL, INC.

 30 LIBERTY SHIP WAY #3225
 SAUSALITO
 CA
 94965-3324

 Christopher Anderson
 (415) 367-4982

 Ernst Wintter & Associates LLP

 675 Ygnacio Valley Road, Suite A200
 Walnut Creek
 CA
 94596

 Certified Public Accountant

 Christopher Anderson
 CALDWELL SUTTER CAPITAL, INC.
 09-30-2018
 Christopher Anderson
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.