# CALDWELL SUTTER CAPITAL, INC. X-17A-5 (2019-11-27) — Broker-dealer annual report

- Company: CALDWELL SUTTER CAPITAL, INC.
- Form: X-17A-5
- Filed: 2019-11-27
- Period: 2019-09-30
- Accession: 0000702007-19-000003
- CIK: 702007
- File #: 8-27639
- Material weakness: No
- Auditor: Ernst Wintter & Associates
- Auditor location: Walnut Creek, CA
- Contact: Christopher Anderson
- Phone: 4153674982
- Signed by: Joseph F. Helmer (President)

Original filing: https://www.sec.gov/Archives/edgar/data/702007/000070200719000003/PublicReport.pdf

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X-17A-5

 0000702007
 XXXXXXXX

 LIVE

 false
 false
 false

 10-01-2018
 09-30-2019
 Broker-dealer
 N

 CALDWELL SUTTER CAPITAL, INC.

 30 LIBERTY SHIP WAY #3225
 SAUSALITO
 CA
 94965-3324

 Christopher Anderson
 4153674982

 Ernst Wintter & Associates

 675 Ygnacio Valley Road, Suite A200
 Walnut Creek
 CA
 94596

 Certified Public Accountant

 Joseph F. Helmer
 CALDWELL SUTTER CAPITAL, INC.
 11-20-2019
 /Joseph F. Helmer/
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.