Full text of T.R. WINSTON & COMPANY, LLC's X-17A-5 filed 2026-03-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-27519 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/25 MM/DD/YY AND ENDING A. REGISTRANT IDENTIFICATION NAME OF FIRM: TR Winston & Company, LLC 12/31/25 MM/DD/YY TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 376 Main Street Bedminster (City) (No. and Street) New Jersey 07921 (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Jeffrey L Criswell 908-2340300 jcriswell@trwinston.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Wolf & Company, P.С. 255 State Street (Address) 10/14/2003 (Name - if individual, state last, first, and middle name) (Date of Registration with PCAOB)(if applicable) Boston (City) MA 02109 (State) (Zip Code) 392 (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Jeffrey L Criswell swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of TR Winston & Company, LLC as December <sup>31</sup> of 2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of <sup>a</sup>customer. Signature: Title: Vice President/CFO #### This filing\*\* contains (chec…Read the full text as markdown