Full text of CADARET, GRANT & CO., INC.'s X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | UNIB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | SEC FILE NUMBER | | | |-----------------|--|--| Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/24 filing for the period beginning 01/01/24 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Cadaret, Grant & Co., Inc. TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer ് Security-based swap dealer [] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Madison Street, Suite 1300 (No. and Street) NY 13202 Syracuse (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 315.609.7903 Trisha Tymkiw Trisha.Tymkiw@atriawealth.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Citrin Cooperman, LLP (Name - if individual, state last, first, and middle name) 50 Rockefeller Plaza New York NY 10020 (Address) (City) (State) (Zip Code) 11/02/2005 2468 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ | OATH OR AFFIRMATION | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Trisha Tymkiw<br>swear (or affirm) that, to the best of my knowledge and belief, the | | tinancial report pertaining to the firm of Cadaret, Grant & Co., Inc.<br>as of the more as of | | 12/31<br>__ _ _ _ is true and correct. I further swear (or affirm) that neither the company nor any | | partner, officer, directo…Read the full text as markdown