# UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO X-17A-5 (2016-04-07) — Broker-dealer annual report

- Company: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
- Form: X-17A-5
- Filed: 2016-04-07
- Period: 2015-12-31
- Accession: 0000708612-16-000018
- CIK: 708612
- File #: 8-28475
- Material weakness: No
- Auditor: Ernest & Young LLP
- Auditor location: San Juan, PR
- Contact: Jose Grau
- Phone: 787-250-2029
- Signed by: Jose Grau (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/708612/000070861216000018/ubsfsiprsofcnotes.pdf

---

X-17A-5

 0000708612
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2015
 12-31-2015
 Broker-dealer
 N

 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

 250 MUNOZ RIVERA AVENUE
 HATO REY
 PR
 00918

 Jose Grau
 787-250-2029

 Ernest & Young LLP

 1000 Scotiabank Plaza 273 Ponce De Leaon
 San Juan
 PR
 00917

 Certified Public Accountant

 Jose Grau
 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
 12-31-2015
 Jose Grau
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.