# UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO X-17A-5 (2017-03-02) — Broker-dealer annual report

- Company: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
- Form: X-17A-5
- Filed: 2017-03-02
- Period: 2016-12-31
- Accession: 0000708612-17-000002
- CIK: 708612
- File #: 8-28475
- Material weakness: Yes
- Auditor: Ernest & Young LLP
- Auditor location: San Juan, PR
- Contact: Jose Grau
- Phone: 7872502029
- Signed by: Jose H. Grau (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/708612/000070861217000002/UBSFSIPRSoFcV12016.pdf

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X-17A-5

 0000708612
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 Y

 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

 250 MUNOZ RIVERA AVENUE
 HATO REY
 PR
 00918

 Jose Grau
 7872502029

 Ernest & Young LLP

 1000 Scotiabank Plaza
 273 Ponce de Leon
 San Juan
 PR
 00917-1951

 Certified Public Accountant

 Jose H. Grau
 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
 12-31-2016
 Jose H. Grau
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.